2006-076 Audit Agreement with Nowlen, Holt & MinerRESOLUTION 2006-76
A RESOLUTION OF THE VILLAGE COUNCIL OF THE VILLAGE OF
NORTH PALM BEACH, FLORIDA, APPROVING AN AGREEMENT FOR
INDEPENDENT ANNUAL AUDITING SERVICES WITH NOWLEN, HOLT
& MINER, P.A. AND AUTHORIZING THE MAYOR TO EXECUTE SAME
ON BEHALF OF THE VILLAGE; PROVIDING FOR CONFLICTS; AND
PROVIDING FOR AN EFFECTIVE DATE.
WHEREAS, the Village issued a Request for Proposals for Annual Independent Auditing
Services dated July 18, 2006 ("RFP"), and the Village's Auditing Committee reviewed the
responses to the RFP and made a recommendation to the Village Council for the selection of an
annual independent auditor for the Village; and
WHEREAS, having considered the Audit Committee's recommendation, the Village Council
selected Nowlen Holt & Miner, P.A. to perform such services and wishes to formally execute an
Agreement with Nowlen Holt & Miner in accordance with the terms of the RFP and its response
thereto; and
WHEREAS, the Village Council determines that the execution of this Agreement is in the best
interests of the Village and its residents.
NOW, THEREFORE, BE IT RESOLVED BY THE VILLAGE COUNCIL OF NORTH PALM
BEACH, FLORIDA as follows:
Section 1. The Village Council hereby approves the Agreement for Auditing Services with
Nowlen, Holt and Miner, P.A. to provide auditing services to the Village for the fiscal year
ending September 30, 2006, through the fiscal year ending September 30, 2010, unless
terminated as provided therein. A copy of the Agreement for Auditing Services is attached
hereto as Exhibit "A" and incorporated herein by this reference. The Village Council hereby
authorizes the Mayor to execute the Agreement on behalf of the Village.
Section 2. All resolutions or parts of resolutions in conflict herewith are hereby repealed to
the extent of such conflict.
Section 3
This resolution shall take effect immediately n»nn atln»tinn
PASSED AND ADOPTED THIS 28~' DAY OF
(Village Seal)
ATTEST:
__-
VILLAGE CLERK
AGREEMENT FOR AUDITING SERVICES
~~
THIS AGREEMENT is made and entered into this d day of September, 2006 by
and between the Village of North Palm Beach, Florida, a Florida municipal corporation
("Village") and Nowlen Holt & Miner, P.A., a Florida corporation ("NH&M").
WITNESSETH:
WHEREAS, the Village issued a Request for Proposals for Annual Independent
Auditing Services dated July 18, 2006 ("RFP"); and
WHEREAS, the Village's Auditing Committee reviewed the responses to the RFP and
made a recommendation to the Village Council for the selection of an annual independent
auditor for the Village; and
WHEREAS, having considered the Audit Committee's recommendation, the Village
Council selected NH&M to perform such services on behalf of the Village.
NOW, THEREFORE, in consideration of the mutual representations and obligations
herein contained and other good and valuable consideration, the receipt and sufficiency of which
is hereby acknowledged, the parties agree as follows:
I. The Village hereby selects NH&M to supply annual independent auditing services
on behalf of the Village in accordance with the RFP issued by the Village.
2. NH&M agrees to perform such services for the Village in accordance with the
requirements of Sections C, D, E and F of the RFP, attached hereto as Exhibit "1" and
incorporated herein by this reference, and its Engagement Letter dated Septembera~,~i2006,
attached hereto as Exhibit " 2" and incorporated herein by this reference. In the event of a
conflict between the terms of the RFP and the Engagement Letter, the terms of the RFP shall
control.
3. The Village shall compensate NH&M in accordance with the terms and
conditions set forth in the Engagement Letter and Exhibit "A" attached thereto. The Total Price
for Audit Services set forth in Exhibit "A" to the Engagement Letter encompasses all general
auditing services performed on behalf of the Village, including the County Club Enterprise Fund,
but does not include any Single Audits that may be requested by the Village during the term of
the Agreement. The fee for such Single Audits is set forth in Exhibit "A" to the Engagement
Letter.
4. This Agreement may be terminated for any or no reason upon thirty (30) days'
written notice by the Village or ninety (90) days' written notice by NH&M. The Village shall
compensate NH&M through the date of termination based on the hours incurred at NH&M's
discounted rates set forth in Exhibit "A" to the Engagement Letter.
Page 1 of 2
5. During the term of this Agreement, NH&M agrees to keep and maintain
professional liability insurance with minimum coverage of $500,000 per claim.
6. In the event any lawsuit is brought to enforce compliance with the terms of the
Agreement or interpret same, or if any administrative proceeding is initiated for the same
purposes, the prevailing party shall pay to the non-prevailing party reasonable attorney's fees and
costs, including appellate fees and costs.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first
above written.
VILLAGE OF NORTH PALM BEACH
By
(VILLAGE SEAL)
ATTEST:
VILLAGE CLERK
Witnesses: NOWLEN, HOLT & MINER, P.A.
Print Name: Geraldine Sibel Name: Edward T. Holt
Title: President
Prin Name: Judy Drake
Page 2 of 2
EXHIBIT "1" TO AUDITING SERVICES AGREEMENT
SECTIONS C, D, E AND F OF THE RFP FOR ANNUAL
INDEPENDENT AUDITING SERVICES
C. SCOPE OF AUDIT
The funds to be audited are those listed in Exhibit A of this proposal. The Village
shall have closed and balanced all accounts for all funds to be examined by the
auditor by November 15`h of each year.
a. REPORTS: The auditor shall prepare (30) bound copies and one electronic
copy of the Villages' Comprehensive Annual Financial Report and shall
include an opinion on the General Purpose Financial Statements and "in
relation to" opinion on individual funds and supplementary schedules
(including budgetary basis reporting of the Country Club Enterprise Fund).
The financial statements shall be prepared in conformance with the generally
accepted accounting principles applicable to government entities for General
Purpose Financial Statements and on an individual basis for all funds and
account groups as described in statements issued by the Governmental
Accounting Standards Board and Auditor General and any amendments
thereto with supplemental schedules for sub-funds and consistent with GFOA
Certificate of Achievement Standards and Practices.
The Auditor will be responsible for the preparation of Governmental
Accounting Standards Board 34 (GASB 34) Financial Report and all related
supporting schedules for GASB 34 reporting.
Special reports shall be prepared concurrently with the report on the General
Purpose Financial Statements required above or at other times as specifically
required by law, and contracts. The following reports shall be required.
• Report on Internal Auditing Controls and other matters based solely on a
study and evaluation made as part of the examination of the General Purpose
Financial Statements.
• Report on compliance based on the examination of the General Purpose
Financial Statements performed in accordance with the standards for audit
issued by the U.S. General Accounting Office and Government Auditing
Standards.
• Report on supplementary information including the budgetary basis reporting
of the Village Country Club Enterprise Fund and schedule of Federal
Financial Assistance, if applicable.
• Report on compliance with laws and regulations related to major Federal
~ financial assistance programs, if applicable.
• Report on internal controls (accounting and administrative) based on a study
and evaluation made as part of the examination of the General Purpose
Financial Statements and the additional test required by the Single Audit Act,
if applicable.
• State of Florida, Annual Local Government Financial Report.
• Any other required disclosures or report.
2
The auditors shall observe the adequacy of the system of internal control. If
weaknesses are noted, appropriate recommendations should first be reviewed with
the appropriate officials and included in a separate letter to the Village Council.
D. AUDITING STANDARDS
The examination shall be conducted in accordance with (a) generally accepted
auditing standards as promulgated by the American Institute of Certified Public
Accountants (AICPA) including the AICPA's Industry Audit Guide, Audits of State
and Local Governmental Units, (b) Standards for Audit of Governmental
Organizations, Programs, Activities and Functions (excluding the review of economy
and efficiency of operations and program results) as published by the Comptroller
General of the United States, (c) OMB Circular A-128, (d) Rules of the Auditor
General, State of Florida, and (e) any other applicable Federal, State, Local
Regulations or Professional Guidance not specifically listed above.
E. CERTIFICATE OF ACHIEVEMENT FOR EXCELLENCE IN FINANCIAL
REPORTING
Auditor shall provide advice, consultation and assistance in connection with the
preparation and submission of the Village's Comprehensive Annual Financial Report
to the Government Finance Officers Association, for that organization's review and
determination of the Village's eligibility to receive a Certificate for Excellence in
Financial Reporting. This service is not intended to be construed as extra work or
additional services.
F. COMPLETION OF WORK
The auditor's must complete all audit work and provide a "Draft" Audit Report to the
Village by January 31. A Final Audit Report shall be provided by February 28.
f
EXHIBIT " 2" TO AUDITING SERVICES AGREEMENT
NOWLEN HOLT & MINER, P.A. ENGAGEMENT LETTER
1
N H __
~~~
}
1
September 20, 2006
NOWLEN, HOLT & MINER, P.A.
CERTIFIED PUBLIC ACCOUNTANTS
WEST PALM BEACH OFFICE
215 FIFTH STREET, SUITE 200
POST OFFICE BOX 347
WEST PALM BEACH, FLORIDA 33402-0347
TELEPHONE (561) 659-3060
FAX (561) 835-0628
Village of North Palm Beach
C/O Trey Sizemore, Finance Director
501 U.S. Highway 1
North Palm Beach, FL 33408
Dear Ladies and Gentlemen:
EVERETT B. NOWLEN hs3o~ieeal, CPA
EDWARD T HOLT. CP4
WILLIAM B. MINER. CPA
ROBERT W. HENDRIX, JR., CPA
JANET R. BARICEVICH, CPA
MARK B. ELHILOW, PFS, CPA
KATHLEEN A. MINER, CPA
R. GREGORY SMITH, CPA
ROBERT W. HELMREICH, GPA
TERRY L. MORTON, JR., CPA
N. RONALD BENNETT, CPA
J. MICHAEL STEVENS, CPA
DANIEL A. KIRCHMAN, CPA
MARILVN B. RASH. CPA
ALEXIA G. VARGA, CPA
JAMES W JOHNSON, CPA
BRIAN J. BRESCIA, PFS, CPA
DONALD D. RINZEL, CPA
BELLE GLADE OFFICE
333 S. E. 2nd STREET
POST OFFICE BOX 338
BELLE GLADE, FLORIDA 33430-0338
TELEPHONE (561)996-5612
FAX (561) 998-6248
We are pleased to confirm our understanding of the services we are to provide the Village
of North Palm Beach for the years ending September 30, 2006, with option to renew for
2007, 2008, 2009, and 2010. We will audit the financial statements of the governmental
activities, the business-type activities, each major fund and the aggregate remaining fund
information, which collectively comprise the basic financial statements of the Village of
North Palm Beach, Florida as of and for the year ended September 30, 2006.
The document we submit to you will include the following supplementary information
required by generally accepted accounting principles that will be subjected to certain
limited procedures, but will not be audited:
1. Management's Discussion and Analysis
2. Budgetary Comparison Schedule -General Fund
3. Schedule of Funding Progress -General Employees Retirement Fund
4. Schedule of Employer and State Contributions
Also, the following additional information accompanying the basic financial statements
will be subjected to the auditing procedures applied in our audit of the financial
statements upon which we will provide an opinion in relation to the basic financial
statements:
1. Combining and Individual Fund Financial Statements and Schedules
2. Schedule of Expenditures of Federal Awards and State Financial Assistance
Audit Objectives
The objective of our audit is the expression of an opinion as to whether your financial
statements are fairly presented, in all material respects, in conformity with U.S. generally
accepted accounting principles and to report the fairness of the additional information
referred to in the first paragraph when considered in relation to the financial statements
taken as a whole.
AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • CPAMERICA INTERNATIONAL
Village of North Palm Beach
September 20, 2006
Page 2 of 8
The objective also includes reporting on:
• Internal control related to the financial statements and compliance with laws,
regulations, and the provisions of contracts or grant agreements,
noncompliance with which could have a material effect on the financial
statements in accordance with Government Auditing Standards.
• Internal control related to major programs and an opinion (or disclaimer of
opinion) on compliance with laws, regulations, and the provisions of contracts
or grant agreements that could have a direct and material effect on each major
program in accordance with the Single Audit Act Amendments of 1996 and
OMB Circular A-133, Audits of States, Local Governments, and Non-Profit
Organizations.
The reports on internal control and compliance will each include a statement that the
report is intended for the information and use of the audit committee, management,
specific legislative or regulatory bodies, federal awarding agencies, and if applicable,
pass-through entities and is not intended to be and should not be used by anyone other
than these specified parties.
Our audit will be conducted in accordance with U.S. generally accepted auditing
standards; the standards for financial audits contained in Government Auditing Standards,
issued by the Comptroller General of the United States; the Single Audit Act
Amendments of 1996; the provisions of OMB Circular A-133; and the provisions of
Chapter 10.550, Rules of the Florida Auditor General, and will include tests of
accounting records, a determination of major program(s) in accordance with Circular A-
133, and other procedures we consider necessary to enable us to express such an opinion
and to render the required reports. If our opinion on the financial statements or the Single
Audit compliance opinion is other than unqualified, we will fully discuss the reasons with
you in advance. If, for any reason, we are unable to complete the audit or are unable to
form or have not formed an opinion, we may decline to express an opinion or to issue a
report as a result of this engagement.
Management Responsibilities
Management is responsible for establishing and maintaining effective internal control and
for compliance with the provisions of applicable laws, regulations, contracts, agreements,
and grants. In fulfilling this responsibility, estimates and judgments by management are
required to assess the expected benefits and related costs of the controls. The objectives
of internal control are to provide management with reasonable, but not absolute,
assurance that assets are safeguarded against loss from unauthorized use or disposition,
that transactions are executed in accordance with management's authorizations and
recorded properly to permit the preparation of financial statements in accordance with
generally accepted accounting principles, and that federal award programs are managed
in compliance with applicable laws and regulations and the provisions of contracts and
grant agreements.
Village of North Palm Beach
September 20, 2006
Page 3 of 8
Management is responsible for making all financial records and related information
available to us, including any significant vendor relationships in which the vendor has the
responsibility for program compliance. We understand that you will provide us with such
information required for our audit and that you are responsible for the accuracy and
completeness of that information. Management is responsible for adjusting the financial
statements to correct material misstatements and for confirming to us in the
representation letter that the effects of any uncorrected misstatements aggregated by us
during the current engagement and pertaining to the latest period presented are
immaterial, both individually and in the aggregate, to the financial statements taken as a
whole.
You are responsible for establishing and maintaining internal controls, including
monitoring ongoing activities; for the selection and application of accounting principles;
and for the fair presentation in the financial statements of the respective financial position
of the Village of North Palm Beach and the changes in financial position and cash flows
in conformity with U.S. generally accepted accounting principles.
You are responsible for the design and implementation of programs and controls to
prevent and detect fraud, and for informing us about all known or suspected fraud or
illegal acts affecting the government involving (a) management, (b) employees who have
significant roles in internal control, and (c) others where the fraud or illegal acts could
have a material effect on the financial statements. You are also responsible for informing
us of your knowledge of any allegations of fraud or suspected fraud or illegal acts
affecting the government received in communications from employees, former
employees, grantors, regulators, or others. In addition, you are responsible for identifying
and ensuring that the entity complies with applicable laws and regulations and for taking
timely and appropriate steps to remedy any fraud, illegal acts, violations of contracts or
grant agreements, or abuse that we may report. Additionally, as required by OMB
Circular A-133, it is management's responsibility to follow up and take corrective action
on reported audit findings and to prepare a summary schedule of prior audit findings and
a corrective action plan.
As part of the audit, we may propose standard, adjusting, or correcting journal entries to
your financial statements. You are responsible for reviewing the entries and
understanding the nature of any proposed entries and the impact they have on the
financial statements. In accordance with Government Auditing Standards, you will be
required to review and approve the financial statements prior to their issuance and have a
responsibility to be in a position in fact and appearance to make an informed judgment on
the financial statements. Further, you are required to designate a qualified management-
level individual to be responsible and accountable for overseeing our services.
Audit Procedures-General
An audit includes examining, on a test basis, evidence supporting the amounts and
disclosures in the financial statements; therefore, our audit will involve judgment about
Village of North Palm Beach
September 20, 2006
Page 4 of 8
the number of transactions to be examined and the areas to be tested. We will plan and
perform the audit to obtain reasonable rather than absolute assurance about whether the
financial statements are free of material misstatement, whether from errors, fraudulent
financial reporting, misappropriation of assets, or violations of laws or governmental
regulations that are attributable to the entity or to acts by management or employees
acting on behalf of the entity. Because the determination of abuse is subjective,
Government Auditing Standards do not expect the auditor to provide reasonable
assurance of detecting abuse. As required by the Single Audit Act Amendments of 1996
and OMB Circular A-133, our audit will include test of transactions related to major
federal award programs for compliance with applicable laws and regulations and the
provisions of contracts and grant agreements.
Because an audit is designed to provide reasonable, but not absolute assurance and
because we will not perform a detailed examination of all transactions, there is a risk that
material misstatements or noncompliance may exist and not be detected by us. In
addition, an audit is not designed to detect immaterial misstatements or violations of laws
or governmental regulations that do not have a direct and material effect on the financial
statements or major programs. However, we will inform you of any material errors and
any fraudulent financial reporting or misappropriation of assets that comes to our
attention. We will also inform you of any violations of laws or governmental regulations
that come to our attention, unless clearly inconsequential We will include such matters in
the reports required for a Single Audit. Our responsibility as your auditor is limited to the
period covered by our audit and does not extend to matters that might arise during any
later periods for which we are not engaged as your auditor.
Our procedures will include tests of documentary evidence supporting the transactions
recorded in the accounts, and may include tests of the physical existence of inventories,
and direct confirmation of receivables and certain other assets and liabilities by
correspondence with selected individuals, creditors, and financial institutions. We will
request written representations from your attorneys as part of the engagement, and they
may bill you for responding to this inquiry. At the conclusion of our audit, we will also
require certain written representations from you about the financial statements and related
matters.
Audit Procedures-Internal Controls
In planning and performing our audit, we will consider the internal control sufficient to
plan the audit in order to determine the nature, timing, and extent of our auditing
procedures for the purpose of expressing our opinion on the Village of North Palm
Beach's financial statements and on its compliance with requirements applicable to major
programs.
We will obtain an understanding of the design of the relevant controls and whether they
have been placed in operation, and we will assess control risk. Tests of controls may be
performed to test the effectiveness of certain controls that we consider relevant to
preventing and detecting errors and fraud that are material to the financial statements and
Village of North Palm Beach
September 20, 2006
Page 5 of 8
to preventing and detecting misstatements resulting from illegal acts and other
noncompliance matters that have a direct and material effect on the financial statements.
Tests of controls relative to the financial statements are required only if control risk is
assessed below the maximum level. Our tests, if performed, will be less in scope than
would be necessary to render an opinion on internal control and, accordingly, no opinion
will be expressed in our report on internal control issued pursuant to Government
Auditing Standards.
As required by OMB Circular A-133, we will perform tests of controls to evaluate the
effectiveness of the design and operation of controls that we consider relevant to
preventing or detecting material noncompliance with compliance requirements applicable
to each major federal award program. However, our tests will be less in scope than would
be necessary to render an opinion on those controls and, accordingly, no opinion will be
expressed in our report on internal control issued pursuant to OMB Circular A-133.
An audit is not designed to provide assurance on internal control or to identify reportable
conditions. However, we will inform the governing body or audit committee of any
matters involving internal control and its operation that we consider to be reportable
conditions under standards established by the American Institute of Certified Public
Accountants. Reportable conditions involve matters coming to our attention relating to
significant deficiencies in the design or operation of the internal control that, in our
judgment, could adversely affect the entity's ability to record, process, summarize, and
report financial data consistent with the assertions of management in the financial
statements. We will also inform you of any non-reportable conditions or other matters
involving internal control, if any, as required by Government Auditing Standards and
OMB Circular A-133.
Audit Procedures-Compliance
Our audit will be conducted in accordance with the standards referred to in the section
titled Audit Objectives. As part of obtaining reasonable assurance about whether the
financial statements are free of material misstatement, we will perform tests of the
Village of North Palm Beach's compliance with applicable laws and regulations and the
provisions of contracts and agreements, including grant agreements. However, the
objective of those procedures will not be to provide an opinion on overall compliance,
and we will not express such an opinion in our report on compliance issued pursuant to
Government Auditing Standards.
OMB Circular A-133 requires that we also plan and perform the audit to obtain
reasonable assurance about whether the auditee has complied with applicable laws and
regulations and the provisions of contracts and grant agreements applicable to major
programs. Our procedures will consist of the applicable procedures described in the OMB
Circular A-133 Compliance Supplement for the types of compliance requirements that
could have a direct and material effect on each of the major programs of the Village of
North Palm Beach. The purpose of those procedures will be to express an opinion on the
Village of North Palm Beach's compliance with requirements applicable to major
programs in our report on compliance issued pursuant to OMB Circular A-133.
Village of North Palm Beach
September 20, 2006
Page 6 of 8
Audit Administration, Fees, and Other
We understand that your employees will provide assistance as detailed in the request for
proposal.
At the conclusion of the engagement, we will complete the appropriate sections of and
sign the Data Collection Form that summarizes our audit findings. We will provide
copies of our reports to the District. However, it is management's responsibility to submit
the reporting package (including financial statements, schedule of expenditures of federal
awards, summary schedule of prior audit findings, auditors' reports, and a corrective
action plan) along with the Data Collection Form to the designated federal clearinghouse
and, if appropriate, to pass-through entities. The Data Collection Form and the reporting
package must be submitted within the earlier of 30 days after receipt of the auditors'
reports or nine months after the end of the audit period, unless a longer period is agreed
to in advance by the cognizant or oversight agency for audits. At the conclusion of the
engagement, we will provide information to management as to where the reporting
packages should be submitted and the number to submit.
The audit documentation for this engagement is the property of Nowlen, Holt & Miner,
P.A. and constitute confidential information. However, we may be requested to make
certain documentation available to a Grantor Agency pursuant to authority given to it by
law or regulation. We will notify you of any such request. If requested, access to such
documentation will be provided under the supervision of Nowlen, Holt & Miner, P.A.
personnel. Furthermore, upon request, we may provide photocopies of selected
documentation to the Grantor Agency. The Grantor Agency may intend, or decide, to
distribute the photocopies or information contained therein to others, including other
governmental agencies.
The documentation for this engagement will be retained for a minimum of five years after
the date the auditors' report is issued or for any additional period requested by the
Grantor Agency. If we are aware that a federal awarding agency, pass-through entity, or
auditee is contesting an audit finding, we will contact the party contesting the audit
finding for guidance prior to destroying the documentation.
Government Auditing Standards require that we provide you with a copy of our most
recent quality control review report. Our 2003 peer review report accompanies this letter.
Our fees for the aforementioned audit services inclusive of all expenses will be in
accordance with the attached schedule. Our invoices for these fees will be rendered each
month as work progresses and are payable on presentation. In accordance with our firm
policies, work may be suspended if your account becomes overdue and may not be
resumed until your account is paid in full. If we elect to terminate our services for
nonpayment, our engagement will be deemed to have been completed upon written
notification of termination, even if we have not completed our report. You will be
obligated to compensate us for all time expended and to reimburse us for all out-of-
pocket costs through the date of termination. The attached fees are based on anticipated
cooperation from your personnel and the assumption that unexpected circumstances will
Village of North Palm Beach
September 20, 2006
Page 7 of 8
not be encountered during the audit. If significant additional time is necessary, we will
discuss it with you and arrive at a new fee estimate before we incur the additional costs.
You may request that we perform additional services not contemplated by this
engagement letter. If this occurs, we will communicate with you regarding the scope of
the additional services and the fees for additional services will be in accordance with the
attached schedule. We also may issue a separate engagement letter covering the
additional services. In the absence of any other written communication from us
documenting such additional services, our services will continue to be governed by the
terms of this engagement letter.
We appreciate the opportunity to be of service to the Village of North Palm Beach and
believe this letter accurately summarizes the significant terms of our engagement. If you
have any questions, please let us know.
Sincerely,
Nowlen, Holt & Miner, P.A.
Village of North Palm Beach
September 20, 2006
Page 8 of 8
RESPONSE:
This letter accurately sets forth the understanding of the Village of North Palm Beach.
By:
Title: _ /~.4~/O~
Date: ~CC1 ~,F.y16~~Z ~~ 006
~-
A 'e ding nets^~rk :,° +ndep2ndFn? CPA firms
September 30, '_003
T~> the shareholder-
\~u~~le,~, Holt ~~ ti1iner. P. ~~.
~~'e have reviewed the s}stem of quality control for the acc<~untin~7 ~~nd ~zuditin~~ prac:tict ~~f
\o~~~len, Holt & diner, P.A. (the firm) in effect for the year ended'Mav 31, ?003. A system of
duality control encompasses the firm's organizational structure and the policies adopted and
procedures established to provide it with reasonahle assurance of conforming, ~~~ith professional
standards. The elements of duality control are described in the Statements on Quality Control
Standards issued by the r~ITlel'1Can Institute of Certified Public :accountants t~[CP;\). The.
desi~~n c~i~ the system and compliance with it are the responsibility of the firm. Our resprrnsihilit_y
is to express an opinion on the dcsi<an of the system, and the firm's compliance ~~~ith the system
based on our review.
Our rcvietiv was conducted in accordar~cc ~~~ith standards established by the Peer RevieU~ Board
of the .~[CP~. In performing our review, we obtained an understanding, oi~ the system of~ quality
control for the firm's accountin« and auditing practice. In addition, we tested compliance with
the firm., duality control policies and procedures to the extent we considered appropriate. "Chew
tests covered the application of the firms policies and procedures on selected engagements.
Because our review was based <~n selective tests, it would not necessarily disclose all weaknesses
in the system of quality control or all instances of lack of compliance with it.
Because there are. inherent limitations in the effectiveness of any system of duality control,
departures from the system may occur and not be detected. Also, projection of any evaluation of
a system of quality control to future periods is subject to the risk that the system of yualit_y
control may become inadequate because of changes in conditions, or because the dogree of
compliance with the policies or pros-educes may deter-iotate.
fn our opinion, the system of duality control for the accounting= and auditin~a practice of ~~~~~~Ien,
Holt ~~ Miner. P.A. in etl~ect for the vent ended May 31. ?003, has been desi~~ned to meet the
reduirements of the quality control standards fir an accounting and auditin~~ practice established
by the AICP~ and was complied with durin« the year then ended try pro~~ide the firm with
reasonable assurance of conforming with professional standards.
~~?,~~~i~¢(~ ltlil~n.~r
`lichael E. Nilson
~heam Captain
~t1' 1'.~var~!~ } )k ,~}._ ' i2if* t t ti- tt>t): t a~: ,i5t~' ~ j .tit=t HOS~VaVI
\f.3,ht~.~ 1 i : ~i, l - ! °r;ai! t #r,{incrr.ar ~ ~~~.tnx~, ~;.i ~tr~ .etiti...: ,,en - r ..~~~r~~ er .,.,,~,_<.
ATTACHMENT A
SCHEDULE OF PROFESSIONAL FEES AND EXPENSES FOR THE AUDIT OF
THE SEPTEMBER 30, 2006-2010 FINANCIAL STATEMENTS:
SUPPORTING SCHEDULE FOR PROFESSIONAL AUDIT SERVICES
VILLAGE OF NORTH PALM BEACH
The following are hourly rates for any additional accounting services the Village may request:
Standard
Team Member Hourly Rate
Discounted
Hourly Rate
for the Village**
Partner $ 325 $ 220
Manager $ 240 $ 160
Supervisor $ 210 $ 150
Senior $ 180 $ 110
Staff $ 110 $ 90
Support $ 92 $ 60
** Rates subject to an annual 3% increase
Total Price for Audit Services
September 30, 2006 $ 25,500
Optional Years
September 30, 2007 26,300
September 30, 2008 27,100
September 30, 2009 28,000
September 30, 2010 28,800
Total $ 135,700
NOTES:
1. Price Proposal assumes that no significant audit adjustments will be necessary.
2. The hourly rates presented above will be applicable to any additional professional services the
Village may require during the above contract years.
3. This price does not include a Single Audit fee. If required, each major program for
years 2006 through 2010 of this contract will be $4,500.